Specialist: Compliance

Assupol Life

Gauteng, South Africa


Sep 10

To assure compliance with regulatory requirements, to manage risk associated with non-compliance. 1.Contribute to the efficient and effective functioning of Compliance FunctionAssist manager to ensure that compliance function is in compliance with law and industry and regulatory body requirements Promote prevention of legal and regulatory risk in the company (TCF)Maintain efficient and effective operations in Compliance Validate that policies and procedures with regards to Compliance Function are being adhered to. (TCF)Oversee the debarment processes are being adhered to within the Group2.Attend to regulatory and client complaints (TCF)Assist with investigation of regulatory and clients complaints (Ombudsman cases)3.Responsible for Compliance Monitoring and ReportingMonitor compliance risk, policies and procedures at Head Office and branches of Assupol GroupComplete monitoring reports for Head of Compliance Provide overall compliance assistance, guidance and advice to Assupol Group of CompaniesContribute to the development of compliance risk management plansContribute to the completion of compliance reporting (internal and regulatory)4.Provide Training and Awareness on Compliance MattersCreate awareness in Assupol Group of Companies with law requirements (TCF) Inform employees about relevant compliance mattersDevelop, educate and enabling healthy and business orientated compliance culture

Apply for this position Back to job

You must be logged in to apply for this job.


Your application has been successfully submitted.

Please fix the errors below and resubmit.

Something went wrong. Please try again later or contact us.

Personal Information


View CV


Assupol Life

Whether you're looking for life cover, funeral cover, savings products or a retirement annuity, trust Assupol to put your needs first.